Like Cipperman Compliance Services

closed 4/7/2022 via BusinessWire

Foreside, acquired Cipperman Compliance Services

synopsis: Foreside, a provider of GRC solutions and technology offerings, has acquired Cipperman Compliance Services (CCS), a leading independent provider of chief compliance officer services to alternative fund managers, registered funds, wealth managers, broker-dealers, family offices, and regulated fintech companies.
buyer parent: Genstar Capital LLC
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Cipperman Compliance Services
Cipperman Compliance Services is the leading independent provider of chief compliance officer services to money managers, broker-dealers, registered funds, family offices, private equity firms, and regulated fintech companies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 3/4/2021 via PR Newswire

TRG Screen, purchased Market Data Reporting business from Jordan & Jordan

synopsis: TRG Screen, the leading provider of enterprise subscription spend management solutions, announced it has acquired the Market Data Reporting (MDR) business from Jordan & Jordan (J&J). Market Data Reporting is a managed services solution focused on providing reporting and related services to ensure compliance with licensing policies.
buyer parent: Pamlico Capital
buyer: TRG Screen
TRG Screen is the leading provider of enterprise subscription management solutions. TRG Screen is uniquely differentiated by its ability to monitor both spend and usage of data and information services including market data, research, software licenses, consulting and other corporate expenses. "
seller: Jordan & Jordan
Market Data Reporting from J&J (Jordan & Jordan) is a managed services solution focused on providing reporting and related services to ensure compliance with licensing, provisioning, distribution and reporting policies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 2/19/2019 via GlobeNewswire

ESC Corporate Services Ltd., acquired Securefact

synopsis: ISC announced that its Services segment, through its subsidiary ESC Corporate Services, acquired substantially all of the assets used in the business of Securefact Transaction Services from Securefact. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
buyer parent: Information Services Corporation
buyer: ESC Corporate Services Ltd.
ESC takes a leadership position in providing corporate legal services and public records search/registration services to over 8,000 banks, law firms, fin-techs, auto/equipment leasing captives and insurance/accountant institutions across Canada. "
target: Securefact
The acquisition includes the assets of Securefact Transaction Services, Inc. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
price ($mm)
$5.12
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 4/14/2021 via Company Press Release

Sikich LLP, will acquire Process Stream

synopsis: Sikich will acquire the assets of Process Stream, a leader in digital transformation services for regulated industries, including life sciences and insurance. The acquisition of Process Stream advances Sikich's efforts to support businesses with end-to-end technology-enabled professional services.
buyer: Sikich LLP
Sikich is a global company specializing in technology-enabled professional services. With more than 1,000 employees, Sikich draws on a diverse portfolio of technology solutions to deliver transformative digital strategies and ranks as one of the largest CPA firms in the United States. "
target: Process Stream
Process Stream is a leader in digital transformation services for regulated industries, including life sciences and insurance. Process Stream specializes in quality management, IT compliance, and insurtech systems implementations and consulting.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 10/21/2021 via Company Press Release

ComplySci, acquired National Regulatory Services

synopsis: ComplySci, a provider of regulatory technology and compliance solutions for the financial services sector, announced the acquisition of National Regulatory Services (NRS), an advanced provider of compliance consulting services and technology solutions for investment advisers, broker-dealers, hedge funds, private equity firms, and insurers.
buyer: ComplySci
ComplySci is a leading provider of technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, and more. "
target parent: RELX Group plc
target: National Regulatory Services
National Regulatory Services (NRS) is an advanced provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 4/5/2018 via BusinessWire

ACA Compliance Group, acquired Cordium

synopsis: ACA Compliance Group, a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity, announced that it has acquired Cordium, a leading provider of governance, risk and compliance services to the asset management and securities industry.
buyer parent: Starr Companies
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity. "
target: Cordium
Cordium is a leading provider of governance, risk and compliance services to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 1/17/2018 via BusinessWire

Starr Investment Holdings, LLC, will acquire ACA Compliance Group

synopsis: New Mountain Capital, LLC announced that it has agreed to sell ACA Compliance Group Holdings, LLC to Starr Investment Holdings, LLC. ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security.
buyer parent: Starr Companies
buyer: Starr Investment Holdings, LLC
Starr Investment Holdings, LLC, a multi-billion dollar investment adviser, partners with and advises a wide range of institutions and family offices with a focus on long-term, sustained equity capital investments. "
target parent: New Mountain Capital, LLC
target: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 1/18/2017 via Company Press Release

ACA Compliance Group, acquired Telavance

synopsis: ACA Compliance Group, a global leader in providing compliance, cybersecurity, performance, and technology solutions to financial services firms, has acquired Telavance. Telavance provides anti-money laundering risk reviews and related regulatory compliance services and software solutions.
buyer parent: New Mountain Capital, LLC
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. "
target: Telavance
Telavance is a specialized international consulting firm providing risk and compliance advisory services and software products to the financial community. The firm specializes in anti-money laundering, regulatory compliance, enhanced due diligence, model validations, independent reviews, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/19/2013 via BNC Analysis

New Mountain Capital, LLC, acquired ACA Compliance Group

synopsis: ACA Compliance Group, the leading global regulatory compliance consultancy, announced that it has agreed to partner with New Mountain Capital to further grow and expand its business. While New Mountain will acquire a controlling interest, the firm’s five original founders and partners will maintain a significant investment in the new entity.
buyer: New Mountain Capital, LLC
New Mountain Capital is a New York-based private equity firm investing for long-term capital appreciation through direct investments in growth equity transactions, leveraged acquisitions, and management buyouts. "
target: ACA Compliance Group
ACA Compliance provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 6/12/2010 via BNC Analysis

Sovereign Capital Partners LLP, acquired IMS Consulting Limited

synopsis: Sovereign Capital, the UK private equity Buy & Build specialist, announces the acquisition of The IMS Group (“IMS”), a leading provider of consulting and integrated business support to the wholesale asset management and securities industry.
buyer: Sovereign Capital Partners LLP
Sovereign Capital is the UK´s private equity 'Buy & Build' specialist. Sovereign Capital invests in UK-based companies in the support services, education & training and healthcare services sectors. "
target: IMS Consulting Limited
The IMS Group is a market leading provider of regulatory compliance consulting and integrated business support to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/24/2008 via PR Newswire

Glass Lewis & Co., acquired Washington Analysis Corporation

synopsis: Glass, Lewis & Co., LLC, a leading independent proxy advisory and investment research firm, announced that it has completed the acquisition of Washington Analysis Corporation, a top-rated political and economic advisory firm based in Washington, D.C.
buyer parent: Ontario Teachers Pension Plan
buyer: Glass Lewis & Co.
Glass, Lewis & Co., LLC is a leading research and professional services firm that assists institutions globally that have investment, financial or reputational exposure to public companies. The firm provides research and analysis on more than 13,000 public companies based in 65 countries. "
target parent: Xinhua Finance Limited
target: Washington Analysis Corporation
Founded in 1973, Washington Analysis Corporation (WAC) is the top-rated independent institutional research boutique focused on analyzing and anticipating changes in public policy in US that will impact the financial markets.
price ($mm)
$14
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 10/30/2019 via BNC Analysis

RIA in a Box LLC, acquired Gordian Compliance Solutions

synopsis: RIA in a Box, a provider of compliance-related software and services for investment advisers with co-headquarters in Cleveland and New York, has made its first acquisition in Gordian Compliance Solutions, a San Francisco-based provider of compliance consulting in the wealth management space.
buyer parent: Aquiline Capital Partners
buyer: RIA in a Box LLC
RIA in a Box is a leading provider of compliance software to the wealth management industry. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. "
target: Gordian Compliance Solutions
Gordian provides ongoing compliance support and project based services for Investment Advisers, Private Fund Managers, and Futures Professionals. Their consultants keep up to date on current state and federal regulatory changes and initiatives.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 5/19/2022 via BusinessWire

Narrow Gauge Capital, acquired Inco-Check, Inc.

synopsis: Narrow Gauge Capital, a private equity firm, has completed the acquisition of a majority interest in Inco-Check, a provider of software and end-to-end quality control, specialty audit, compliance, and reporting services for mortgage and consumer lenders and servicers.
buyer: Narrow Gauge Capital
Narrow Gauge Capital, based in Boston, is a private equity firm controlled by Adam Doctoroff and Travis Metz. NGC pursues buyouts and recapitalizations in growth-oriented businesses with strong management teams. "
target: Inco-Check, Inc.
Inco-Check is a provider of software and end-to-end quality control, specialty audit, compliance, and reporting services for mortgage and consumer lenders and servicers. IC leverages QC Ally, its proprietary, web-based platform to support all GSE, regulatory agency, and investor requirements.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 6/25/2021 via BNC Analysis

MJ Hudson, acquired Clarus Risk Ltd.

synopsis: UK-based MJ Hudson Group plc has acquired Clarus Risk Limited, a FinTech risk specialist, to widen the breadth of services in the Group’s data and analytics division. Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace.
buyer: MJ Hudson (AIM:MJH:$37.75)
MJ Hudson helps fund managers and investors operate more efficiently and invest more successfully. Their services include law, fund management solutions, international fiduciary, investment advisory, and IR & marketing. MJ Hudson has office across Europe's major asset management centres. "
target: Clarus Risk Ltd.
Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace. The company's risk analytics and reporting technology generates fully customisable risk and regulatory risk reporting solutions.
price ($mm)
$1.38
rev ($mm)
$1
EBITDA ($mm)
EV / rev
5.8x
EV / EBITDA
closed 4/7/2022 via BusinessWire

Foreside, acquired Cipperman Compliance Services

synopsis: Foreside, a provider of GRC solutions and technology offerings, has acquired Cipperman Compliance Services (CCS), a leading independent provider of chief compliance officer services to alternative fund managers, registered funds, wealth managers, broker-dealers, family offices, and regulated fintech companies.
buyer parent: Genstar Capital LLC
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Cipperman Compliance Services
Cipperman Compliance Services is the leading independent provider of chief compliance officer services to money managers, broker-dealers, registered funds, family offices, private equity firms, and regulated fintech companies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 4/7/2022 via BusinessWire

Foreside, acquired Cipperman Compliance Services

synopsis: Foreside, a provider of GRC solutions and technology offerings, has acquired Cipperman Compliance Services (CCS), a leading independent provider of chief compliance officer services to alternative fund managers, registered funds, wealth managers, broker-dealers, family offices, and regulated fintech companies.
buyer parent: Genstar Capital LLC
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Cipperman Compliance Services
Cipperman Compliance Services is the leading independent provider of chief compliance officer services to money managers, broker-dealers, registered funds, family offices, private equity firms, and regulated fintech companies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 11/2/2020 via BusinessWire

Foreside, acquired Integrated Compliance Solutions Group

synopsis: Foreside Financial Group has acquired the regulatory compliance business of Integrated Compliance Solutions Group (ICSGroup), a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
buyer parent: Lovell Minnick Partners
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Integrated Compliance Solutions Group
Founded in 2008 and based in Hartford, Connecticut, Integrated Compliance Solutions Group (ICSGroup) is a regulatory compliance services firm serving the asset management industry in the US and Africa, with an emphasis on private funds and emerging managers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 4/7/2022 via BusinessWire

Foreside, acquired Cipperman Compliance Services

synopsis: Foreside, a provider of GRC solutions and technology offerings, has acquired Cipperman Compliance Services (CCS), a leading independent provider of chief compliance officer services to alternative fund managers, registered funds, wealth managers, broker-dealers, family offices, and regulated fintech companies.
buyer parent: Genstar Capital LLC
buyer: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers. "
target: Cipperman Compliance Services
Cipperman Compliance Services is the leading independent provider of chief compliance officer services to money managers, broker-dealers, registered funds, family offices, private equity firms, and regulated fintech companies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 7/7/2021 via PR Newswire

Genstar Capital LLC, will acquire Foreside

synopsis: Genstar Capital is to acquire a majority stake in Foreside Financial Group from Lovell Minnick Partners. Foreside provides a robust offering of distribution solutions and governance, risk management and compliance (GRC) solutions to clients in the global asset and wealth management industries.
buyer: Genstar Capital LLC
Genstar Capital is a leading private equity firm that actively invests in high quality companies. Genstar works in partnership with its management teams and its network of strategic advisors to transform its portfolio companies into industry-leading businesses. "
target parent: Lovell Minnick Partners
target: Foreside
Foreside delivers a range of distribution and compliance services to clients in the global asset management industry. Foreside services open- and closed-end funds, exchange-traded products, commodity pools, private placements, investment advisers and registered broker-dealers.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 3/4/2021 via PR Newswire

TRG Screen, purchased Market Data Reporting business from Jordan & Jordan

synopsis: TRG Screen, the leading provider of enterprise subscription spend management solutions, announced it has acquired the Market Data Reporting (MDR) business from Jordan & Jordan (J&J). Market Data Reporting is a managed services solution focused on providing reporting and related services to ensure compliance with licensing policies.
buyer parent: Pamlico Capital
buyer: TRG Screen
TRG Screen is the leading provider of enterprise subscription management solutions. TRG Screen is uniquely differentiated by its ability to monitor both spend and usage of data and information services including market data, research, software licenses, consulting and other corporate expenses. "
seller: Jordan & Jordan
Market Data Reporting from J&J (Jordan & Jordan) is a managed services solution focused on providing reporting and related services to ensure compliance with licensing, provisioning, distribution and reporting policies.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 2/19/2019 via GlobeNewswire

ESC Corporate Services Ltd., acquired Securefact

synopsis: ISC announced that its Services segment, through its subsidiary ESC Corporate Services, acquired substantially all of the assets used in the business of Securefact Transaction Services from Securefact. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
buyer parent: Information Services Corporation
buyer: ESC Corporate Services Ltd.
ESC takes a leadership position in providing corporate legal services and public records search/registration services to over 8,000 banks, law firms, fin-techs, auto/equipment leasing captives and insurance/accountant institutions across Canada. "
target: Securefact
The acquisition includes the assets of Securefact Transaction Services, Inc. Securefact Transaction develops and markets customer identification, regulatory compliance, secured lending, and digital onboarding software.
price ($mm)
$5.12
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 4/14/2021 via Company Press Release

Sikich LLP, will acquire Process Stream

synopsis: Sikich will acquire the assets of Process Stream, a leader in digital transformation services for regulated industries, including life sciences and insurance. The acquisition of Process Stream advances Sikich's efforts to support businesses with end-to-end technology-enabled professional services.
buyer: Sikich LLP
Sikich is a global company specializing in technology-enabled professional services. With more than 1,000 employees, Sikich draws on a diverse portfolio of technology solutions to deliver transformative digital strategies and ranks as one of the largest CPA firms in the United States. "
target: Process Stream
Process Stream is a leader in digital transformation services for regulated industries, including life sciences and insurance. Process Stream specializes in quality management, IT compliance, and insurtech systems implementations and consulting.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 10/21/2021 via Company Press Release

ComplySci, acquired National Regulatory Services

synopsis: ComplySci, a provider of regulatory technology and compliance solutions for the financial services sector, announced the acquisition of National Regulatory Services (NRS), an advanced provider of compliance consulting services and technology solutions for investment advisers, broker-dealers, hedge funds, private equity firms, and insurers.
buyer: ComplySci
ComplySci is a leading provider of technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, and more. "
target parent: RELX Group plc
target: National Regulatory Services
National Regulatory Services (NRS) is an advanced provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 4/5/2018 via BusinessWire

ACA Compliance Group, acquired Cordium

synopsis: ACA Compliance Group, a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity, announced that it has acquired Cordium, a leading provider of governance, risk and compliance services to the asset management and securities industry.
buyer parent: Starr Companies
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity. "
target: Cordium
Cordium is a leading provider of governance, risk and compliance services to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
announced 1/17/2018 via BusinessWire

Starr Investment Holdings, LLC, will acquire ACA Compliance Group

synopsis: New Mountain Capital, LLC announced that it has agreed to sell ACA Compliance Group Holdings, LLC to Starr Investment Holdings, LLC. ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security.
buyer parent: Starr Companies
buyer: Starr Investment Holdings, LLC
Starr Investment Holdings, LLC, a multi-billion dollar investment adviser, partners with and advises a wide range of institutions and family offices with a focus on long-term, sustained equity capital investments. "
target parent: New Mountain Capital, LLC
target: ACA Compliance Group
ACA Compliance Group is a leading provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cyber security. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 1/18/2017 via Company Press Release

ACA Compliance Group, acquired Telavance

synopsis: ACA Compliance Group, a global leader in providing compliance, cybersecurity, performance, and technology solutions to financial services firms, has acquired Telavance. Telavance provides anti-money laundering risk reviews and related regulatory compliance services and software solutions.
buyer parent: New Mountain Capital, LLC
buyer: ACA Compliance Group
ACA Compliance Group is a leading provider of regulatory compliance products and solutions, cybersecurity and risk assessments, performance services, and technology solutions to regional, national, and global firms in the financial services industry. "
target: Telavance
Telavance is a specialized international consulting firm providing risk and compliance advisory services and software products to the financial community. The firm specializes in anti-money laundering, regulatory compliance, enhanced due diligence, model validations, independent reviews, and more.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/19/2013 via BNC Analysis

New Mountain Capital, LLC, acquired ACA Compliance Group

synopsis: ACA Compliance Group, the leading global regulatory compliance consultancy, announced that it has agreed to partner with New Mountain Capital to further grow and expand its business. While New Mountain will acquire a controlling interest, the firm’s five original founders and partners will maintain a significant investment in the new entity.
buyer: New Mountain Capital, LLC
New Mountain Capital is a New York-based private equity firm investing for long-term capital appreciation through direct investments in growth equity transactions, leveraged acquisitions, and management buyouts. "
target: ACA Compliance Group
ACA Compliance provides expert compliance consulting services to investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA additionally provides GIPS® verification services and a wide variety of compliance-related educational opportunities.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 6/12/2010 via BNC Analysis

Sovereign Capital Partners LLP, acquired IMS Consulting Limited

synopsis: Sovereign Capital, the UK private equity Buy & Build specialist, announces the acquisition of The IMS Group (“IMS”), a leading provider of consulting and integrated business support to the wholesale asset management and securities industry.
buyer: Sovereign Capital Partners LLP
Sovereign Capital is the UK´s private equity 'Buy & Build' specialist. Sovereign Capital invests in UK-based companies in the support services, education & training and healthcare services sectors. "
target: IMS Consulting Limited
The IMS Group is a market leading provider of regulatory compliance consulting and integrated business support to the asset management and securities industry.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 12/24/2008 via PR Newswire

Glass Lewis & Co., acquired Washington Analysis Corporation

synopsis: Glass, Lewis & Co., LLC, a leading independent proxy advisory and investment research firm, announced that it has completed the acquisition of Washington Analysis Corporation, a top-rated political and economic advisory firm based in Washington, D.C.
buyer parent: Ontario Teachers Pension Plan
buyer: Glass Lewis & Co.
Glass, Lewis & Co., LLC is a leading research and professional services firm that assists institutions globally that have investment, financial or reputational exposure to public companies. The firm provides research and analysis on more than 13,000 public companies based in 65 countries. "
target parent: Xinhua Finance Limited
target: Washington Analysis Corporation
Founded in 1973, Washington Analysis Corporation (WAC) is the top-rated independent institutional research boutique focused on analyzing and anticipating changes in public policy in US that will impact the financial markets.
price ($mm)
$14
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 5/19/2022 via BusinessWire

Narrow Gauge Capital, acquired Inco-Check, Inc.

synopsis: Narrow Gauge Capital, a private equity firm, has completed the acquisition of a majority interest in Inco-Check, a provider of software and end-to-end quality control, specialty audit, compliance, and reporting services for mortgage and consumer lenders and servicers.
buyer: Narrow Gauge Capital
Narrow Gauge Capital, based in Boston, is a private equity firm controlled by Adam Doctoroff and Travis Metz. NGC pursues buyouts and recapitalizations in growth-oriented businesses with strong management teams. "
target: Inco-Check, Inc.
Inco-Check is a provider of software and end-to-end quality control, specialty audit, compliance, and reporting services for mortgage and consumer lenders and servicers. IC leverages QC Ally, its proprietary, web-based platform to support all GSE, regulatory agency, and investor requirements.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 10/30/2019 via BNC Analysis

RIA in a Box LLC, acquired Gordian Compliance Solutions

synopsis: RIA in a Box, a provider of compliance-related software and services for investment advisers with co-headquarters in Cleveland and New York, has made its first acquisition in Gordian Compliance Solutions, a San Francisco-based provider of compliance consulting in the wealth management space.
buyer parent: Aquiline Capital Partners
buyer: RIA in a Box LLC
RIA in a Box is a leading provider of compliance software to the wealth management industry. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. "
target: Gordian Compliance Solutions
Gordian provides ongoing compliance support and project based services for Investment Advisers, Private Fund Managers, and Futures Professionals. Their consultants keep up to date on current state and federal regulatory changes and initiatives.
price ($mm)
rev ($mm)
EBITDA ($mm)
EV / rev
EV / EBITDA
closed 6/25/2021 via BNC Analysis

MJ Hudson, acquired Clarus Risk Ltd.

synopsis: UK-based MJ Hudson Group plc has acquired Clarus Risk Limited, a FinTech risk specialist, to widen the breadth of services in the Group’s data and analytics division. Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace.
buyer: MJ Hudson (AIM:MJH:$37.75)
MJ Hudson helps fund managers and investors operate more efficiently and invest more successfully. Their services include law, fund management solutions, international fiduciary, investment advisory, and IR & marketing. MJ Hudson has office across Europe's major asset management centres. "
target: Clarus Risk Ltd.
Based in Guernsey, Clarus Risk provides independent, first-class Managed Software as a Service (MSaaS) fintech solutions for the investment fiduciary marketplace. The company's risk analytics and reporting technology generates fully customisable risk and regulatory risk reporting solutions.
price ($mm)
$1.38
rev ($mm)
$1
EBITDA ($mm)
EV / rev
5.8x
EV / EBITDA

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Cipperman Compliance Services

Foreside

Jordan & Jordan

Securefact

Process Stream

National Regulatory Services

Cordium

ACA Compliance Group

Telavance

ACA Compliance Group

IMS Consulting Limited

Washington Analysis Corporation

Inco-Check, Inc.

Gordian Compliance Solutions

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Geography
Matching Companies
Ticker: SBIZ.L
 
 
 
 
 
 
 
 
Fintel plc
Fintel plc
Fintel is the UK’s leading fintech and support services business, comprising the largest provider of intermediary business support, SimplyBiz, and the industry leading financial information, ratings and fintech business, Defaqto.
year
2020
rev ($mm)
$84.79
EBITDA ($mm)
$20.07
EBIT ($mm)
$16.90
Net Income ($mm)
$11.22
Employees
575
  • drill down
  • watch
Ticker: SBIZ.L
 
 
 
 
 
 
 
 
Fintel plc
Fintel plc
Fintel is the UK’s leading fintech and support services business, comprising the largest provider of intermediary business support, SimplyBiz, and the industry leading financial information, ratings and fintech business, Defaqto.
year
2020
rev ($mm)
$84.79
EBITDA ($mm)
$20.07
EBIT ($mm)
$16.90
Net Income ($mm)
$11.22
Employees
575
  • drill down
  • watch